Form D · Other Technology
PolySign, Inc.
Oakland, CA · CIK 0001722286
Offering snapshot reported May 18, 2022 · SEC filing
- Reported sold
- $50M Offering amount: $50M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 2, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 18, 2022 | Initial | $49,999,950 | No comparison | 13 | SEC filing |
| Nov 19, 2021 | Amendment | $58,486,197 | $5,374,999vs May 17, 2021 | 9 | SEC filing |
| May 17, 2021 | Initial | $53,111,198 | No comparison | Not reported | SEC filing |
| Jan 12, 2021 | Initial | $7,700,000 | No comparison | 8 | SEC filing |
| Jun 9, 2020 | Initial | $1,500,000 | No comparison | 1 | SEC filing |
| Dec 18, 2018 | Initial | $8,204,999 | No comparison | 10 | SEC filing |
| Apr 18, 2018 | Amendment | $4,290,000 | $890,001vs Feb 12, 2018 | 13 | SEC filing |
| Feb 12, 2018 | Initial | $3,399,999 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Equity, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $2.25M
- Finders' fees
- $0
- Form D file number
- 021-446023
Macquarie Capital (USA) Inc. $1,250,000; Cowen and Company $1,000,000.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| n/a | None | Cowen and Company · CRD 7616 |
Source: Form D, filed May 18, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Arthur Britto | Director, Executive |
| Arthus Britto, Ii | Director, Executive |
| Arthur Britto, Ii | Director |
| Dan Charney | Director |
| Ding Chun | Director |
| John Holmes | Director |
| Timothy F. Keaney | Director |
| Jack Mc Donald | Director, Executive |
| Niraj Mehta | Director |
| Cherie G. Porter | Executive |
| David Schwartz | Director |
| Fred Wagner | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
1300 Clay Street, Suite 600
Oakland, CA, 94612
Oakland, CA, 94612