Form D · Other Investment Fund

Polunin Emerging Markets Small Cap Fund, LLC

Hamilton, D0 · CIK 0001605885

Offering snapshot reported May 6, 2026 · SEC filing

Reported sold
$488M
Indefinite offering
Investors reported
22
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 8, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$353M$707MApr 22, 2014Jun 30, 2015: $287,831,000.00Apr 13, 2016: $355,900,000.00Apr 13, 2017: $382,967,125.00Apr 13, 2018: $418,966,491.00Apr 19, 2019: $441,271,597.00Apr 30, 2020: $446,171,597.00Apr 30, 2021: $706,674,818.00May 2, 2022: $465,001,000.00Jun 1, 2023: $465,001,000.00Apr 29, 2024: $482,001,000.00Apr 29, 2025: $482,001,000.00May 6, 2026: $488,367,415.00May 6, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$482,001,000 → $488,367,415
  • Reported investors21 → 22

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 6, 2026Amendment$488,367,415$6,366,415vs Apr 29, 202522SEC filing
Apr 29, 2025Amendment$482,001,000$0vs Apr 29, 202421SEC filing
Apr 29, 2024Amendment$482,001,000$17,000,000vs Jun 1, 202321SEC filing
Jun 1, 2023Amendment$465,001,000$0vs May 2, 202221SEC filing
May 2, 2022Amendment$465,001,000-$241,673,818vs Apr 30, 202121SEC filing
Apr 30, 2021Amendment$706,674,818$260,503,221vs Apr 30, 202021SEC filing
Apr 30, 2020Amendment$446,171,597$4,900,000vs Apr 19, 201919SEC filing
Apr 19, 2019Amendment$441,271,597$22,305,106vs Apr 13, 201819SEC filing
Apr 13, 2018Amendment$418,966,491$35,999,366vs Apr 13, 201719SEC filing
Apr 13, 2017Amendment$382,967,125$27,067,125vs Apr 13, 201614SEC filing
Apr 13, 2016Amendment$355,900,000$68,069,000vs Jun 30, 20159SEC filing
Jun 30, 2015Amendment$287,831,000No comparison7SEC filing
Apr 22, 2014InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$18.1M (estimated)
Finders' fees
$0
Form D file number
021-216024
Limited Liability Company Interests
Polunin Capital Partners Limited, the Investment Manager of the Issuer, is responsible for the payment of any sales commissions. Sales commissions are reported as of December 31, 2025 and include sales commissions paid to foreign brokers.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Robin Pierce Armour2581987AMD Capital, LLC · CRD 121539
David Foree Nyren2636909AMD Capital, LLC · CRD 121539
Daniel Adrian Weiss1707436AMD Capital, LLC · CRD 121539

Source: Form D, filed May 6, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POLUNIN EMERGING MARKETS SMALL CAP FUND, LLC

Investment adviser: POLUNIN CAPITAL PARTNERS LIMITED

Gross asset value
$1.03B
Beneficial owners
16
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANK GLOBAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE, LLP DUBLIN, Ireland
Custodian CITIBANK NA DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE, LLP
PCAOB 1193

CITIBANK NA
LEI E57ODZWZ7FF32TWEFA76

Filing source

Form ADV 2058950 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-2385037043

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Julian Garel Jones Director, Executive
Nicholas Hoskins Director, Executive
Laura Knox Director, Executive
Aditya Mehta Director
Paul Parsons Executive
Evandro Pereira Director
Douglas Polunin Director, Executive
Alexandra Silver Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Victoria Place 31 Victoria Street
Hamilton, D0, HM 10