Form D · Other
POLO RESOURCES LTD
Chislehurston, Sandton, T3 · CIK 0001438706
Offering snapshot reported Jul 2, 2009 · SEC filing
- Reported sold
- $10M Offering amount: $10M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 24, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 2, 2009 | Initial | $10,000,000 | No comparison | 2 | SEC filing |
| May 19, 2009 | Initial | $3,190,870 | No comparison | Not reported | SEC filing |
| Jun 24, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $600K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-119629
Amount is approximate and includes US and non-US sales.
Cash commission equal to 6% of the gross proceeds of the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Canaccord Adams Inc. | 1020 | |
| BMO Capital Markets Corp. | 16686 |
Source: Form D, filed Jul 2, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tony Bainbridge | Director, Executive |
| Stephen Dattels | Director |
| Guy Elliott | Director |
| Neil Herbert | Director |
| Paul Ingram | Director, Executive |
| James Mellon | Director |
| Bryan George Smith | Director |
| Harald Van Hoeken | Director |
Issuer details
Industry: Other (See others in industry)
Address:
Building 1, 31 Impala Road
Chislehurston, Sandton, T3, 2196
Chislehurston, Sandton, T3, 2196