Form D · Investment Banking

Poliwogg Holdings, Inc.

New York, NY · CIK 0001566773

Offering snapshot reported Jun 2, 2015 · SEC filing

Reported sold
$5.18M
Indefinite offering
Investors reported
53
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 3, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.59M$5.18MJan 18, 2013: $200,000.00Jan 18, 2013Feb 11, 2013: $200,000.00May 9, 2013: $750,000.00Nov 8, 2013: $2,100,000.00Nov 8, 2013Nov 12, 2013: $2,100,000.00Jun 2, 2015: $5,184,880.00Jun 2, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,100,000 → $5,184,880
  • Reported investors23 → 53

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 2, 2015Amendment$5,184,880$3,084,880vs Nov 12, 201353SEC filing
Nov 12, 2013Amendment$2,100,000$0vs Nov 8, 201323SEC filing
Nov 8, 2013Amendment$2,100,000$1,350,000vs May 9, 201323SEC filing
May 9, 2013Amendment$750,000$550,000vs Feb 11, 201315SEC filing
Feb 11, 2013Amendment$200,000$0vs Jan 18, 20138SEC filing
Jan 18, 2013Initial$200,000No comparison8SEC filing

Offering details

Securities
Equity, Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-190487
967,466 shares of Common Stock were issued in exchange for certain services and the contribution of assets; 305,000 shares of Series A Convertible Preferrerd Stock were sold for $3,050,000, 53,372 shares of Common Stock were sold for $2,134,880
Common Stock and Series A Convertible Preferred Stock

Source: Form D, filed Jun 2, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeffrey L. Feldman Director, Executive
Leslie Funtleyder Executive
David W. Jaffin Executive
Ernest Ludy Director
Dennis J. Purcell Director
Gregory C. Simon Director, Executive
Tommy G. Thompson Director
Samuel P. Wertheimer Executive
Sheryl Wu Dunn Director

Issuer details

Industry: Investment Banking (See others in industry)

Address:
420 Lexington Avenue Suite 920
New York, NY, 10170