Form D · Hedge Fund

Polar Capital Alva Global Convertible Fund Ltd

Grand Cayman, E9 · CIK 0001504043

Offering snapshot reported Jul 18, 2016 · SEC filing

Reported sold
$644K
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.18M$4.36MNov 5, 2010Jul 17, 2012: $3,685,585.00Jul 17, 2012Jul 17, 2013: $3,950,921.00Jul 17, 2013Jul 17, 2014: $4,357,558.00Jul 17, 2014Jul 17, 2015: $648,800.00Jul 17, 2015Jul 18, 2016: $644,050.00Jul 18, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$648,800 → $644,050

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 18, 2016Amendment$644,050-$4,750vs Jul 17, 20151SEC filing
Jul 17, 2015Amendment$648,800-$3,708,758vs Jul 17, 20141SEC filing
Jul 17, 2014Amendment$4,357,558$406,637vs Jul 17, 20132SEC filing
Jul 17, 2013Amendment$3,950,921$265,336vs Jul 17, 20122SEC filing
Jul 17, 2012Amendment$3,685,585No comparison2SEC filing
Nov 5, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-150061

Source: Form D, filed Jul 18, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POLAR CAPITAL ALVA GLOBAL CONVERTIBLE FUND LIMITED

Investment adviser: POLAR CAPITAL LLP

Gross asset value
$69.9M
Beneficial owners
17
ADV minimum commitment
$100K

Reported in Form ADV on Jan 30, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CENTAUR FUND SERVICES LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE AND TOUCHE GRAND CAYMAN, Cayman Islands
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Marketer CAPITAL GROWTH SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

CAPITAL GROWTH SECURITIES LLC
CRD 41847 · SEC 8-49595

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 1068668 · Jan 30, 2017 · Schedule D 7.B.(1), fund 805-4949660378

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Bovet Director
James Cayzer Colvin Director
Ronan Daly Director
James Keyes Director
Jeremy Parfit Director
Polar Capital Llp Promoter
Charles Scott Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples And Calder Ugland House, Po Box 309
Grand Cayman, E9, KY1-1104