Form D · Investing

Point Lobos Special Opportunities, LLC

San Francisco, CA · CIK 0001502748

Offering snapshot reported Oct 5, 2010 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $1K
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 5, 2010	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-148571

Limited liability company interests

Source: Form D, filed Oct 5, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POINT LOBOS SPECIAL OPPORTUNITIES, LLC

Investment adviser: POINT LOBOS CAPITAL, LLC

Gross asset value: $9.9M
Beneficial owners: 5
ADV minimum commitment: $50K

Reported in Form ADV on Mar 27, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES LLC PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 718141 · Mar 27, 2013 · Schedule D 7.B.(1), fund 805-7470700688

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Point Lobos Capital, Llc	Executive, Promoter
Ryan Schaper	Executive, Promoter
William E. Todebush	Executive, Promoter

Issuer details

Industry: Investing (See others in industry)

Address:

456 Montgomery Street 22 Nd Floor
San Francisco, CA, 94104