Form D · Other Technology
POET TECHNOLOGIES INC.
Toronto, Ontario, A6 · CIK 0001437424
Offering snapshot reported Feb 8, 2024 · SEC filing
- Reported sold
- $4.6M Offering amount: $4.6M
- Investors reported
- 72 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 24, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 8, 2024 | Initial | $4,600,000 | No comparison | 72 | SEC filing |
| Mar 22, 2021 | Initial | $2,077,171 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $32.4K (estimated)
- Form D file number
- 021-504733
Total Amount Sold and Total Offering Amount represents C$6,200,000. Consists of 5,098,088 units of the Issuer, which is comprised of 5,098,088 Common Shares and Common Share purchase warrants ($1.12 per share exercise price; C$1.52).
Finders' Fees represents C$43,829.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| GloRes Securities Inc. | None | |
| WorldSource Securities Inc. | None |
Source: Form D, filed Feb 8, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kevin Barnes | Executive |
| Peter Charbonneau | Director |
| Mo Jinyu | Executive |
| Raju Kankipati | Executive |
| Theresa Lan Ende | Director |
| James Lee | Executive |
| Yong Meng Lee | Executive |
| Michal Lipson | Director |
| Don Listwin | Director |
| Jean Louis Malinge | Director |
| Thomas Mika | Executive |
| Vivek Rajgarhia | Executive |
| Glen Riley | Director |
| Chris Tsiofas | Director |
| Dr. Suresh Venkatesan | Director, Executive |
| Suresh Venkatesan | Director, Executive |
| Mohandas Warrior | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
120 Eglinton Avenue East Suite 1107
Toronto, Ontario, A6, M4P 1E2
Toronto, Ontario, A6, M4P 1E2