Form D · Pharmaceuticals

PLx Pharma Inc.

Sparta, NJ · CIK 0001497504

Offering snapshot reported Nov 30, 2020 · SEC filing

Reported sold
$18M
Offering amount: $18M
Investors reported
25
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 18, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 30, 2020Initial$18,008,599No comparison25SEC filing
May 29, 2020Initial$8,000,000No comparison3SEC filing
Mar 4, 2019Initial$15,000,000No comparison2SEC filing
Jun 28, 2017Initial$18,191,869No comparison37SEC filing
Jul 22, 2013Initial$2,750,000No comparison28SEC filing
Feb 25, 2013Initial$930,000No comparison8SEC filing
Apr 23, 2012Initial$507,500No comparison16SEC filing
Nov 7, 2011Amendment$2,740,000$1,670,000vs Jul 30, 201034SEC filing
Jul 30, 2010Initial$1,070,000No comparison23SEC filing

Offering details

Securities
Equity, Option to acquire
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$1.02M
Finders' fees
$0
Form D file number
021-381708

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Raymond James & Associates, Inc.705

Source: Form D, filed Nov 30, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gary Balkema Director
Anthony Bartsh Director
Kirk Calhoun Director
Robert Casale Director
Christopher Coughlin Director
Jack Dean Director
Efthymios Deliargyris Executive
Robert J. De Luccia Director, Executive, Promoter
Michael Duffy Director
Natasha Giordano Director, Executive
John Hadden Director
John W. Hadden Ii Director
Steven Hurd Director
David Jorden Executive
Milos Koterec Director
John Leone Director
David Luci Director
William J. Mc Sherry, Jr. Director
Gary Mossman Executive
Rita O'connor Executive
John Terrana Director
Michael J. Valentino Director, Executive
Ellen Zaroff Director

Issuer details

Industry: Pharmaceuticals (See others in industry)

Address:
9 Fishers Lane Suite E
Sparta, NJ, 07871