Form D · Other Energy
Plutonic Power CORP
Vancouver Bc, A1 · CIK 0001399578
Offering snapshot reported Nov 19, 2009 · SEC filing
- Reported sold
- $13.2M Offering amount: $13.2M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 4, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 19, 2009 | Initial | $13,152,949 | No comparison | 3 | SEC filing |
| May 1, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $658K
- Finders' fees
- $0
- Form D file number
- 021-103034
Aggregate offering is the value of common shares offered and sold within the United States.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Cormark Securities Inc. | None | Cormark Securities (USA) Limited · CRD 101000 |
| GMP Securities L.P. | None | |
| Macquarie Capital Markets Canada Ltd. | None | |
| Scotia Capital Inc. | None | |
| Toll Cross Securities Inc. | None | |
| Canaccord Capital Corporation | None | |
| M Partners Inc. | None | |
| PI Financial Corp. | None | |
| Salman Partners Inc. | None | |
| Versant Partners Inc. | None |
Source: Form D, filed Nov 19, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| R. Stuart Angus | Director |
| Grigor E. Cook | Executive |
| Peter Flynn | Director |
| Larry Philip Fontaine | Director |
| Stephen Keith | Executive |
| Rupert A. Legge | Executive |
| William F. Lindqvist | Director |
| Donald A. Mc Innes | Director, Executive |
| David O'brien | Director |
| Walter T. Segsworth | Director |
| Paul Sweeney | Executive |
| Peter Wong | Executive |
Issuer details
Industry: Other Energy (See others in industry)
Address:
Suite 600, 888 Dunsmuir St
Vancouver Bc, A1, V6C3K4
Vancouver Bc, A1, V6C3K4