Form D · Other
Plus Products Holdings Inc.
Palo Alto, CA · CIK 0001713481
Offering snapshot reported Apr 18, 2018 · SEC filing
- Reported sold
- $1.2M Offering amount: $2.29M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 4, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 18, 2018 | Initial | $1,195,011 | No comparison | 4 | SEC filing |
| Mar 20, 2018 | Initial | $660,954 | No comparison | 24 | SEC filing |
| Mar 2, 2018 | Initial | $175,002 | No comparison | 5 | SEC filing |
| Feb 22, 2018 | Initial | $212,012 | No comparison | 8 | SEC filing |
| Oct 3, 2017 | Initial | $360,999 | No comparison | 11 | SEC filing |
| Aug 4, 2017 | Initial | $174,520 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-310408
Total Offering Amount represents price of Units (995,843 x $1.20) plus exercise price of the underlying warrants (497,921 x $2.20). There is no guarantee that the warrants, expiring April 4, 2020, will be exercised.
995,843 Series B-2 Preferred Stock Units at $1.20 per Unit. Each Unit consists of one Series B-2 Preferred Stock (a "Share") and one-half of one Series B-2 Preferred Stock purchase warrant, exercisable into a Share at $2.20 for two years.
Source: Form D, filed Apr 18, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jacob F. Heimark | Director, Executive |
| Craig Heimark | Director, Executive |
| William Mc Farland | Director, Executive |
| Matt Schmidt | Director |
Issuer details
Industry: Other (See others in industry)
Address:
2174 Waverley Street
Palo Alto, CA, 94301
Palo Alto, CA, 94301