Form D · Other Technology
Plures Technologies, Inc./DE
Canandaigua, NY · CIK 0000907686
Offering snapshot reported May 14, 2013 · SEC filing
- Reported sold
- $5.23M Offering amount: $5.23M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 8, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 14, 2013 | Initial | $5,225,000 | No comparison | 9 | SEC filing |
| Jan 4, 2013 | Initial | $1,433,333 | No comparison | 5 | SEC filing |
| Jun 21, 2012 | Initial | $750,000 | No comparison | 2 | SEC filing |
| Jun 15, 2012 | Initial | $0 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Debt, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $150K
- Finders' fees
- $0
- Form D file number
- 021-196450
Plus warrants exercisable at $.01 per share for 75,000 shares of common stock of Registrant.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Enclave Capital, LLC | 22732 |
Source: Form D, filed May 14, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Alan Fein | Director |
| Glenn J. Fricano | Director, Executive |
| David Fricano | Director, Executive |
| Joshua Gottieb | Director |
| Joshua Gottlieb | Director |
| Kullar Harmandip | Executive |
| Hermandip Kullar | Executive |
| Harmandip Kullar | Executive |
| Stuart M. Sieger | Director, Executive |
| David R. Smith | Director, Executive |
| Eric Stephens | Director |
| Burton Weinstein | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
5297 Parkside Drive Suite 400
Canandaigua, NY, 14424
Canandaigua, NY, 14424