Form D · Hedge Fund

PLURAL PARTNERS LLC

New York, NY · CIK 0001431261

Offering snapshot reported Mar 12, 2012 · SEC filing

Reported sold
$761M
Indefinite offering
Investors reported
61
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Mar 7, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$381M$761MMar 13, 2009: $757,500,000.00Mar 13, 2009Mar 11, 2010: $761,078,475.00Mar 11, 2010Mar 11, 2011: $761,078,475.00Mar 11, 2011Mar 12, 2012: $761,078,475.00Mar 12, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$10,000,000 → $250,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 12, 2012Amendment$761,078,475$0vs Mar 11, 201161SEC filing
Mar 11, 2011Amendment$761,078,475$0vs Mar 11, 201061SEC filing
Mar 11, 2010Amendment$761,078,475$3,578,475vs Mar 13, 200961SEC filing
Mar 13, 2009Amendment$757,500,000No comparisonNot reportedSEC filing
Mar 27, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-116552

Source: Form D, filed Mar 12, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PLURAL PARTNERS, LLC

Investment adviser: PLURAL INVESTMENTS, LLC

Gross asset value
$391M
Beneficial owners
41
ADV minimum commitment
$250K

Reported in Form ADV on Feb 14, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GOLDMAN SACHS ADMINISTRATION SERVICES JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Marketer GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 801-16048

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 801-67178

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 593627 · Feb 14, 2012 · Schedule D 7.B.(1), fund 805-9440976883

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matthew S Grossman Executive
N/A Plural Holdings, Llc Promoter
N/A Plural Investments, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Plural Investments Llc 909 Third Avenue, 33 Rd Floor
New York, NY, 10022