Form D · Hedge Fund

PLURAL EMPLOYEE FUND LLC

New York, NY · CIK 0001454838

Offering snapshot reported Jan 13, 2012 · SEC filing

Reported sold
$4.68M
Indefinite offering
Investors reported
24
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jan 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.34M$4.68MJan 11, 2010: $2,994,182.00Jan 11, 2010Jan 13, 2011: $3,794,956.00Jan 13, 2011Jan 13, 2012: $4,684,268.00Jan 13, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,794,956 → $4,684,268
  • Reported investors23 → 24

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 13, 2012Amendment$4,684,268$889,312vs Jan 13, 201124SEC filing
Jan 13, 2011Amendment$3,794,956$800,774vs Jan 11, 201023SEC filing
Jan 11, 2010Initial$2,994,182No comparison18SEC filing
Jan 21, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-126327

Source: Form D, filed Jan 13, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PLURAL EMPLOYEE FUND, LLC

Investment adviser: PLURAL INVESTMENTS, LLC

Gross asset value
$1.38M
Beneficial owners
4
ADV minimum commitment
$50K

Reported in Form ADV on Feb 14, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GOLDMAN SACHS ADMINISTRATION SERVICES JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 593627 · Feb 14, 2012 · Schedule D 7.B.(1), fund 805-5203024621

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matthew S Grossman Executive
N/A Plural Investments, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Plural Investments Llc 909 Third Avenue, 33 Rd Floor
New York, NY, 10022