Form D · Commercial
Plum, Inc.
San Francisco, CA · CIK 0001737452
Offering snapshot reported Apr 7, 2022 · SEC filing
- Reported sold
- $10M Offering amount: $10M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $10M Reported outside-investor minimum
- First sale
- Mar 31, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 7, 2022 | Initial | $10,000,000 | No comparison | 1 | SEC filing |
| Apr 19, 2018 | Initial | $3,000,001 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.13M
- Finders' fees
- $0
- Form D file number
- 021-440844
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Brean Capital, LLC | 23723 |
Source: Form D, filed Apr 7, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paige Brooks | Executive |
| Nicholas E. Brown | Executive |
| Manny Brown | Executive |
| Joseph Chen | Director |
| William G. Fisher | Director, Executive |
| Ajay Mangalam | Executive |
| Kevin Miller | Executive |
Issuer details
Industry: Commercial (See others in industry)
Address:
2021 Fillmore Street Suite 200
San Francisco, CA, 94115
San Francisco, CA, 94115