Form D · Other Investment Fund
Plum Alley Syndicate XX, LLC
New York, NY · CIK 0001844059
Offering snapshot reported Feb 16, 2021 · SEC filing
- Reported sold
- $5.75M Offering amount: $5.75M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jan 29, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 16, 2021 | Initial | $5,750,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-389518
Source: Form D, filed Feb 16, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PLUM ALLEY SYNDICATE XX
Investment adviser: PLUM ALLEY MANAGEMENT LLC
- Gross asset value
- $5.9M
- Beneficial owners
- 3
- ADV minimum commitment
- $250K
Reported in Form ADV on Mar 20, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
FIRST CITIZENS BANK
LEI 549300ZX7CMZ93QCZQ91
Filing source
Form ADV 2077497 · Mar 20, 2026 · Schedule D 7.B.(1), fund 805-6511988705
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Deborah Jackson | Director, Executive |
| Llc Plum Alley Management | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10003