Form D · Other Investment Fund

Plum Alley Syndicate 39 LLC

New York, NY · CIK 0002018018

Offering snapshot reported Apr 16, 2024 · SEC filing

Reported sold
$254K
Offering amount: $254K
Investors reported
9
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Nov 22, 2023
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 16, 2024Initial$253,500No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-510748

Source: Form D, filed Apr 16, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PLUM ALLEY SYNDICATE 39 LLC

Investment adviser: PLUM ALLEY MANAGEMENT LLC

Gross asset value
$254K
Beneficial owners
9
ADV minimum commitment
$1K

Reported in Form ADV on Mar 20, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CARTA, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FIRST CITIZENS BANK
LEI 549300ZX7CMZ93QCZQ91

Filing source

Form ADV 2077497 · Mar 20, 2026 · Schedule D 7.B.(1), fund 805-6850319936

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Deborah Jackson Director, Executive
Llc Plum Alley Management Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
210 East 18 Th Street
New York, NY, 10003