Form D · Private Equity Fund

PLEXUS FUND IV-A, L.P.

Raleigh, NC · CIK 0001683448

Offering snapshot reported Nov 14, 2016 · SEC filing

Reported sold
$105M
Offering amount: $105M
Investors reported
137
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 26, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$52.5M$105MSep 2, 2016: $72,600,000.00Sep 2, 2016Nov 14, 2016: $105,000,000.00Nov 14, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$72,600,000 → $105,000,000
  • Reported investors114 → 137

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 14, 2016Amendment$105,000,000$32,400,000vs Sep 2, 2016137SEC filing
Sep 2, 2016Initial$72,600,000No comparison114SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-270058

Source: Form D, filed Nov 14, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PLEXUS FUND IV-A, L.P.

Investment adviser: PLEXUS CAPITAL, LLC

Gross asset value
$337M
Beneficial owners
141
ADV minimum commitment
$0

Reported in Form ADV on Sep 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FORVIS, LLP SPRINGFIELD, Missouri, United States
Custodian FIFTH THIRD BANK CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FORVIS, LLP
PCAOB 686

Filing source

Form ADV 2135075 · Sep 28, 2026 · Schedule D 7.B.(1), fund 805-8627853843

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William Woodard Anders Director, Executive, Promoter
Robert Rufus Anders, Jr. Director, Executive, Promoter
Alexander Christopher Bean Director, Executive, Promoter
Michael Shel Becker Director, Executive, Promoter
Robert Strange Gefaell, Jr. Director, Executive, Promoter
Howard Kelly Landis Iii Director, Executive, Promoter
Michael Kent Painter Director, Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4601 Six Forks Road Suite 528
Raleigh, NC, 27609