Form D · Commercial Banking

Plaza Bank

Seattle, WA · CIK 0001489963

Offering snapshot reported Apr 4, 2014 · SEC filing

Reported sold
Yet to sell
Offering amount: $6M
Investors reported
0
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 4, 2014InitialYet to sellNo comparison0SEC filing
Apr 22, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$360K (estimated)
Finders' fees
$0
Form D file number
021-214939

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
McAdams Wright Ragen, Inc.45899

Source: Form D, filed Apr 4, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Carmen Julia Aguiar Director
Geroge Armendariz Director
George Armendariz Director
Agustin R. Ayala Executive
Frank M. Buty Executive
Pedro Celis Director
Michael J. Clabby Executive
Robert Flowers Director
Carlos Guangorena Director, Executive
Carlos Herrera Director
Steve Johnson Director
Gene Juarez Director
Michael V. Paul Director, Executive
Michael E. Sotelo Director
Richard Watson Director

Issuer details

Industry: Commercial Banking (See others in industry)

Address:
1420 Fifth Avenue Suite 3700
Seattle, WA, 98101