Form D · Commercial
Plaza at Riverlakes Partners, LLC
Westlake Village, CA · CIK 0001628535
Offering snapshot reported Dec 29, 2014 · SEC filing
- Reported sold
- $4.69M Offering amount: $4.9M
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Nov 10, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 29, 2014 | Initial | $4,685,000 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $113K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-230901
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Direct Realty Securities,Inc. | 168435 | Jay Kerner · CRD 1389985 |
| WealthForge, LLC | 152550 | Jillene P. Helman · CRD 6269130 |
Source: Form D, filed Dec 29, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jay Kerner | Director, Promoter |
| . Plaza At Riverlakes Manager, Llc | Director |
| John Walsh | Director |
Issuer details
Industry: Commercial (See others in industry)
Address:
5743 Corsa Avenue, Suite 215
Westlake Village, CA, 91362
Westlake Village, CA, 91362