Form D · Other Investment Fund

PLATTE RIVER FUND LP

Denver, CO · CIK 0001390067

Offering snapshot reported Mar 17, 2014 · SEC filing

Reported sold
$267M
Indefinite offering
Investors reported
66
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 16, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$133M$267MJan 30, 2007Oct 26, 2011: $252,052,212.00Oct 26, 2011Nov 2, 2012: $260,435,582.00Mar 17, 2014: $266,975,525.00Mar 17, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$260,435,582 → $266,975,525
  • Reported investors65 → 66

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 17, 2014Amendment$266,975,525$6,539,943vs Nov 2, 201266SEC filing
Nov 2, 2012Amendment$260,435,582$8,383,370vs Oct 26, 201165SEC filing
Oct 26, 2011Amendment$252,052,212No comparison62SEC filing
Jan 30, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-99905
The amounts sold and number of purchasers reported in the Form D do not take redemptions and/or withdrawals into consideration.
Limited partnership interests. The minimum investment reflected in Item 11 may be waived.
No selling commissions or fees are paid by the Issuer with respect to the solicitation of the Issuer's limited partnership interests.

Source: Form D, filed Mar 17, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PLATTE RIVER FUND LP

Investment adviser: PLATTE RIVER CAPITAL, LLC

Gross asset value
$40.5M
Beneficial owners
20
ADV minimum commitment
$1M

Reported in Form ADV on Mar 13, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor TOPEL FORMAN CHICAGO, Illinois, United States
Custodian US BANK NATIONAL ASSOCIATION MILWAUKEE, Wisconsin, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 890694 · Mar 13, 2015 · Schedule D 7.B.(1), fund 805-3608739945

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Chris Dries Executive
Ron Gibbs Executive
Suzanne Mc Kim Executive
Craig Milias Executive
[None] Platte River Capital, Llc Executive, Promoter
Robert A. Unger Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Fillmore Suite 200
Denver, CO, 80206