Form D · Private Equity Fund
PLATTE RIVER EQUITY IV-B, L.P.
Denver, CO · CIK 0001710172
Offering snapshot reported Jul 10, 2017 · SEC filing
- Reported sold
- $625M Offering amount: $625M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jun 28, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 10, 2017 | Initial | $624,500,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-290350
Total Offering Amount and Total Amount Sold are aggregated together with the Issuer and its affiliated funds offered at the same time.
Placement Agent fees are to be paid based upon an established fee schedule. Such fees are offset dollar for dollar against management fees payable by the Issuer, and will not be an additional expenditure.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| CSP SECURITIES, L.P. | 136941 |
Source: Form D, filed Jul 10, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PLATTE RIVER EQUITY IV-B, L.P.
Investment adviser: PRV MANAGEMENT, L.P.
- Gross asset value
- $31M
- Beneficial owners
- 5
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
KPMG, LLP
PCAOB 185
SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35
CSP SECURITIES, LP
CRD 136941 · SEC 8-67051
Filing source
Form ADV 1195845 · Mar 30, 2018 · Schedule D 7.B.(1), fund 805-7831182141
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Derria D. Banta | Executive, Promoter |
| Peter W. Calamari | Executive, Promoter |
| J. Landis Martin | Executive, Promoter |
| Gregory A. Sissel | Executive, Promoter |
| Kristian M. Whalen | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Denver, CO, 80206