Form D · Private Equity Fund

PLATTE RIVER EQUITY IV-A, L.P.

Denver, CO · CIK 0001710169

Offering snapshot reported Jul 10, 2017 · SEC filing

Reported sold: $625M
Investors reported: 24
Minimum accepted: $25K
First sale: Jun 28, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 10, 2017	Initial	$624,500,000	No comparison	24	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-290348

Total Offering Amount and Total Amount Sold are aggregated together with the Issuer and its affiliated funds offered at the same time.

Placement Agent fees are to be paid based upon an established fee schedule. Such fees are offset dollar for dollar against management fees payable by the Issuer, and will not be an additional expenditure.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
CSP SECURITIES, L.P.	136941

Source: Form D, filed Jul 10, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PLATTE RIVER EQUITY IV-A, L.P.

Investment adviser: PRV MANAGEMENT, L.P.

Gross asset value: $10.3M
Beneficial owners: 30
ADV minimum commitment: $50K

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT US, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP DENVER, Colorado, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 2078026 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-5427631734

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Derria D. Banta	Executive, Promoter
Peter W. Calamari	Executive, Promoter
J. Landis Martin	Executive, Promoter
Gregory A. Sissel	Executive, Promoter
Kristian M. Whalen	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

200 Fillmore Street, Suite 200
Denver, CO, 80206