Form D · Private Equity Fund

Platte River Equity III-Affiliates, L.P.

Denver, CO · CIK 0001555539

Offering snapshot reported Dec 3, 2012 · SEC filing

Reported sold
$5M
Offering amount: $5M
Investors reported
35
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.5M$5MAug 15, 2012: $3,365,000.00Aug 15, 2012Dec 3, 2012: $5,000,000.00Dec 3, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,365,000 → $5,000,000
  • Reported investors18 → 35

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 3, 2012Amendment$5,000,000$1,635,000vs Aug 15, 201235SEC filing
Aug 15, 2012Initial$3,365,000No comparison18SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$250K (estimated)
Form D file number
021-182771
$250,000 retainer fee; additional fees may be paid in connection with certain future sales, if any

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
CSP Securities, LP136941

Source: Form D, filed Dec 3, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PLATTE RIVER EQUITY III-AFFILIATES, L.P.

Investment adviser: PRV MANAGEMENT, L.P.

Gross asset value
$2.02M
Beneficial owners
39
ADV minimum commitment
$100K

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE LLP DENVER, Colorado, United States
Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 2078026 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-1892818443

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
J. Landis Martin Executive, Promoter
(Entity No First Name) Platte River Investors Iii, Llc Director
Gregory A. Sissel Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Fillmore Street Suite 200
Denver, CO, 80206