Form D · Other Technology

PLATO NETWORKS INC

Santa Clara, CA · CIK 0001360978

Offering snapshot reported Jun 9, 2010 · SEC filing

Reported sold: $2.03M
Investors reported: 8
Minimum accepted: $0
First sale: Apr 30, 2010

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 9, 2010	Initial	$2,027,669	No comparison	8	SEC filing
Jun 30, 2009	Initial	$7,500,000	No comparison	8	SEC filing
Sep 28, 2007	Paper	Not reported	No comparison	Not reported	SEC filing
Sep 28, 2007	Paper	Not reported	No comparison	Not reported	SEC filing
Sep 28, 2007	Paper	Not reported	No comparison	Not reported	SEC filing
Apr 7, 2006	Paper	Not reported	No comparison	Not reported

Offering details

Securities: Debt, Option to acquire
Exemptions: 06
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-143162

This filing covers the Convertible Promissory Notes, the Preferred Stock issuable upon conversion of such Notes and the Warrants to Purchase Common Stock.

Source: Form D, filed Jun 9, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Joseph Babanezhad	Director
Lou Di Nardo	Director
Roubik Gregorian	Director, Executive
Steven Kwak	Director
Steven Lee	Director
Len Rand	Director
Lou Tomasetta	Director
Dr. Louis ?Lou? Tomasetta, Ph.D.	Director
Tari Vickery	Executive

Issuer details

Industry: Other Technology (See others in industry)

Address:

2855 Kifer Rd Suite 204
Santa Clara, CA, 95051