Form D · Other Banking and Financial Services
PLATO HOLDINGS INC
St. Paul, MN · CIK 0001455595
Offering snapshot reported Oct 10, 2023 · SEC filing
- Reported sold
- $3.06M Offering amount: $10.2M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Sep 27, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 10, 2023 | Initial | $3,061,020 | No comparison | 5 | SEC filing |
| Jul 9, 2021 | Initial | $5,000,000 | No comparison | Not reported | SEC filing |
| Jan 27, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-494157
Issuer has the ability to increase the total offering amount by an additional $1,020,000 for an aggregate total offering amount of $11,220,000.
Source: Form D, filed Oct 10, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Armand E. Brachman | Director |
| Nichol Dehmer | Director |
| Laura Hameed | Director |
| Brianna Harstad | Executive |
| Jay Larson | Executive |
| Gregory A. Larson | Director, Executive |
| Brianna Mc Carthy | Executive |
| James Rutzick | Director |
| Holly Stocker | Director |
| Bo Thao Urabe | Director |
| Richard Wanke | Director |
| Stephen B. Wellington, Jr. | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
60 East Plato Boulevard Suite 100
St. Paul, MN, 55107
Phone: (651) 767-9816
St. Paul, MN, 55107
Phone: (651) 767-9816