Form D · Hedge Fund

PLATO FUND LP

New Canaan, CT · CIK 0001460961

Offering snapshot reported Oct 14, 2026 · SEC filing

Reported sold
$90.7M
Indefinite offering
Investors reported
45
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$45.4M$90.7MSep 10, 2025: $88,741,989.00Sep 10, 2025Oct 14, 2026: $90,741,989.00Oct 14, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$88,741,989 → $90,741,989

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 14, 2026Amendment$90,741,989$2,000,000vs Sep 10, 202545SEC filing
Sep 10, 2025Amendment$88,741,989No comparisonNot reportedSEC filing
Sep 12, 2024Amendment$88,741,989$77,794,989vs Oct 13, 201144SEC filing
Sep 12, 2023Amendment$88,591,989$2,000,000vs Sep 20, 202244SEC filing
Sep 20, 2022Amendment$86,591,989$7,000,000vs Sep 23, 202144SEC filing
Sep 23, 2021Amendment$79,591,989$53,706,989vs Sep 28, 202044SEC filing
Sep 28, 2020Amendment$25,885,000$1,200,000vs Oct 3, 201940SEC filing
Oct 3, 2019Amendment$24,685,000$985,000vs Oct 4, 201838SEC filing
Oct 4, 2018Amendment$23,700,000$1,099,960vs Oct 11, 201735SEC filing
Oct 11, 2017Amendment$22,600,040$600,000vs Oct 17, 201634SEC filing
Oct 17, 2016Amendment$22,000,040$1,750,000vs Oct 23, 201534SEC filing
Oct 23, 2015Amendment$20,250,040$0vs May 29, 201532SEC filing
May 29, 2015Amendment$20,250,040$550,000vs Sep 25, 201432SEC filing
Sep 25, 2014Amendment$19,700,040$4,153,040vs Oct 9, 201331SEC filing
Oct 9, 2013Amendment$15,547,000$1,297,000vs Oct 12, 201227SEC filing
Oct 12, 2012Amendment$14,250,000$3,303,000vs Oct 13, 201122SEC filing
Oct 13, 2011Amendment$10,947,000$950,000vs Oct 15, 201023SEC filing
Oct 15, 2010Amendment$9,997,000No comparison19SEC filing
Oct 13, 2010Amendment$9,997,000No comparison19SEC filing
Mar 18, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-129769

Source: Form D, filed Oct 14, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE PLATO FUND, LP

Investment adviser: ALEXANDER CAPITAL ADVISORS, LLC

Gross asset value
$92.2M
Beneficial owners
18
ADV minimum commitment
$500K

Reported in Form ADV on Mar 16, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS PRIVATE FUND SOLUTIONS, LLC CINCINNATI, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO USA, P.C. PHILADELPHIA, Pennsylvania, United States
Custodian NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No
Prime broker NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BDO USA, P.C.
PCAOB 243

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689

NORTHERN TRUST SECURITIES, INC.
CRD 7927 · SEC 8-23689

Filing source

Form ADV 2068779 · Mar 16, 2026 · Schedule D 7.B.(1), fund 805-6800692051

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Capital Advisors , Llc Alexander Executive
Capital Advisors, Llc Alexander Executive
N/A Alexander Capital Advisors, Llc Executive
Thomas F. Paolozzi, Iii Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
125 Elm Street
New Canaan, CT, 06840