Form D · Hedge Fund

Platinum Partners Value Arbitrage Fund (USA) L.P.

New York, NY · CIK 0001213225

Offering snapshot reported Sep 2, 2015 · SEC filing

Reported sold
$517M
Indefinite offering
Investors reported
344
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$258M$517MApr 1, 2010: $214,500,000.00Apr 1, 2010Aug 24, 2011: $285,500,000.00Aug 24, 2011Aug 29, 2012: $366,679,575.00Aug 29, 2012Sep 20, 2013: $396,786,080.00Sep 20, 2013Sep 22, 2014: $442,331,454.00Sep 22, 2014Sep 2, 2015: $516,512,747.00Sep 2, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$442,331,454 → $516,512,747
  • Reported investors295 → 344

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 2, 2015Amendment$516,512,747$74,181,293vs Sep 22, 2014344SEC filing
Sep 22, 2014Amendment$442,331,454$45,545,374vs Sep 20, 2013295SEC filing
Sep 20, 2013Amendment$396,786,080$30,106,505vs Aug 29, 2012260SEC filing
Aug 29, 2012Amendment$366,679,575$81,179,575vs Aug 24, 2011241SEC filing
Aug 24, 2011Amendment$285,500,000$71,000,000vs Apr 1, 2010203SEC filing
Apr 1, 2010Amendment$214,500,000No comparison142SEC filing
Mar 17, 2009Amendment$194,494,977No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-51506
The persons/firms listed in Item 12 receive a percentage of the management fees and/or performance allocations of the Investment Manager and its affiliates.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Thomas Group Capital112901
Cluran GroupNone
Fin West16668
Palladium Capital Advisors, LLC129400
Cantone Research, Inc.26314
Gligor Tashkovich5725183Alphasource Capital Securities LLC · CRD 145875
Paratum, Inc.NoneSeton Securities Group, Inc. · CRD 18044
Monarch Bay Securities LLC141391

Source: Form D, filed Sep 2, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PLATINUM PARTNERS VALUE ARBITRAGE FUND (USA) L.P.

Investment adviser: PLATINUM MANAGEMENT (NY) LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 993036 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-5664595703

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ari Glass Promoter
Uri Landesman Executive
Mark Nordlicht Executive
Platinum Management (Ny) Llc Promoter
Platinum Partners Value Arbitrage, Lp Executive
Platinum Partners Value (Gp) Corp. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
250 West 55 Th Street 14 Th Floor
New York, NY, 10019