Form D · Hedge Fund
PLATINUM JAPAN FUND LLC
New York, NY · CIK 0001350497
Offering snapshot reported Nov 29, 2023 · SEC filing
- Reported sold
- $62.7M Indefinite offering
- Investors reported
- 50 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jan 1, 2006 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 29, 2023 | Amendment | $62,667,063 | $0vs Nov 28, 2022 | 50 | SEC filing |
| Nov 28, 2022 | Amendment | $62,667,063 | $0vs Nov 15, 2021 | 50 | SEC filing |
| Nov 15, 2021 | Amendment | $62,667,063 | $0vs Nov 30, 2020 | 50 | SEC filing |
| Nov 30, 2020 | Amendment | $62,667,063 | $26,561,686vs Nov 25, 2019 | 50 | SEC filing |
| Jan 29, 2020 | Amendment | $36,105,377 | $0vs Nov 25, 2019 | 9 | SEC filing |
| Nov 25, 2019 | Amendment | $36,105,377 | $27,956,377vs Oct 5, 2018 | 9 | SEC filing |
| Oct 5, 2018 | Amendment | $8,149,000 | $179,000vs Jan 25, 2018 | 15 | SEC filing |
| Jan 25, 2018 | Amendment | $7,970,000 | $2,386,000vs Nov 10, 2016 | 14 | SEC filing |
| Nov 10, 2016 | Amendment | $5,584,000 | -$3,991,000vs Oct 30, 2015 | 12 | SEC filing |
| Oct 30, 2015 | Amendment | $9,575,000 | -$20,994,000vs Oct 30, 2014 | 16 | SEC filing |
| Oct 30, 2014 | Amendment | $30,569,000 | $4,561,000vs Oct 2, 2013 | 28 | SEC filing |
| Oct 2, 2013 | Amendment | $26,008,000 | $8,951,000vs Nov 7, 2012 | 28 | SEC filing |
| Nov 7, 2012 | Amendment | $17,057,000 | -$335,000vs Oct 26, 2011 | 22 | SEC filing |
| Oct 26, 2011 | Amendment | $17,392,000 | $7,240,000vs Oct 25, 2010 | 23 | SEC filing |
| Oct 25, 2010 | Amendment | $10,152,000 | -$1,980,283vs Sep 30, 2010 | 16 | SEC filing |
| Sep 30, 2010 | Initial | $12,132,283 | No comparison | 18 | SEC filing |
| Jan 12, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $44.1K
- Finders' fees
- $0
- Form D file number
- 021-148335
The amount of sales commission represents the portion of management and incentive fees paid to BNY Mellon, N.A. to June 30, 2019, the date on which payments ceased.
Source: Form D, filed Nov 29, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
THE PLATINUM JAPAN FUND LLC
Investment adviser: PLATINUM INVESTMENT MANAGEMENT LIMITED
- Gross asset value
- $4M
- Beneficial owners
- 6
- ADV minimum commitment
- $250K
Reported in Form ADV on Oct 8, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE LTD
PCAOB 5230
Filing source
Form ADV 1906296 · Oct 8, 2024 · Schedule D 7.B.(1), fund 805-8051549799
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Optima Group Holdings Llc | Promoter |
| Optima Managers Gp Mm Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022