Form D · Hedge Fund

Planned Return Strategy Fund, LP

Morristown, NJ · CIK 0001577458

Offering snapshot reported May 16, 2017 · SEC filing

Reported sold
$253M
Indefinite offering
Investors reported
111
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 22, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$127M$253MMay 24, 2013: $7,124,670.00May 24, 2013May 14, 2014: $168,810,003.00May 14, 2014May 14, 2015: $244,261,581.00May 14, 2015May 16, 2016: $245,027,327.00May 16, 2016May 16, 2017: $253,132,376.00May 16, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$245,027,327 → $253,132,376
  • Reported investors104 → 111

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 16, 2017Amendment$253,132,376$8,105,049vs May 16, 2016111SEC filing
May 16, 2016Amendment$245,027,327$765,746vs May 14, 2015104SEC filing
May 14, 2015Amendment$244,261,581$75,451,578vs May 14, 201491SEC filing
May 14, 2014Amendment$168,810,003$161,685,333vs May 24, 201357SEC filing
May 24, 2013Initial$7,124,670No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-197002

Source: Form D, filed May 16, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PLANNED RETURN STRATEGY FUND, LP

Investment adviser: ACERTUS CAPITAL MANAGEMENT, LLC

Gross asset value
$242M
Beneficial owners
89
ADV minimum commitment
$1M

Reported in Form ADV on Mar 22, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CACEIS (USA) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHN REZNICK LLP ROSELAND, New Jersey, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1088018 · Mar 22, 2017 · Schedule D 7.B.(1), fund 805-4182392626

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Acertus Capital Management, Llc Promoter
Erman K. Civelek Executive
Mitchell D. Eichen Executive
Donald E. Leishman Executive
John M. Longo Executive
Glenn A. Myers Executive
Christopher C. Perrine Executive
Christopher W. Shagawat Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Acertus Capital Management, Llc 163 Madison Avenue, Suite 600
Morristown, NJ, 07960