Form D · Private Equity Fund

Plaisance SPV I, LLC

Denver, CO · CIK 0001791049

Offering snapshot reported Sep 4, 2020 · SEC filing

Reported sold
$27.5M
Indefinite offering
Investors reported
73
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 24, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.7M$27.5MOct 31, 2019: $27,475,000.00Oct 31, 2019Sep 4, 2020: $27,475,000.00Sep 4, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 4, 2020Amendment$27,475,000$0vs Oct 31, 201973SEC filing
Oct 31, 2019Initial$27,475,000No comparison73SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$129K
Finders' fees
$0
Form D file number
021-352324

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Britehorn Securities36402
Stifel Nicolaus & Company, Inc.793

Source: Form D, filed Sep 4, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PLAISANCE SPV I, LLC

Investment adviser: PLAISANCE CAPITAL LLC

Gross asset value
$34M
Beneficial owners
75
ADV minimum commitment
$0

Reported in Form ADV on Mar 31, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THEOREM FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RICHEY MAY & CO.
PCAOB 673

PERSHING LLC
SEC 8-17574

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 1969495 · Mar 31, 2025 · Schedule D 7.B.(1), fund 805-9036716199

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daniel Kozlowski Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
250 Fillmore, Suite 525
Denver, CO, 80206