Form D · Hedge Fund

Plaisance Midway Fund LP

Denver, CO · CIK 0001719226

Offering snapshot reported Aug 10, 2022 · SEC filing

Reported sold: $35.5M
Investors reported: 45
Minimum accepted: $0
First sale: Oct 25, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors52 → 45

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 10, 2022	Amendment	$35,519,304	$0vs Aug 13, 2021	45	SEC filing
Aug 13, 2021	Amendment	$35,519,304	$13,550,000vs Aug 14, 2020	52	SEC filing
Aug 14, 2020	Amendment	$21,969,304	$12,550,000vs Aug 16, 2019	33	SEC filing
Aug 16, 2019	Amendment	$9,419,304	$6,299,304vs Aug 16, 2018	21	SEC filing
Aug 16, 2018	Amendment	$3,120,000	$1,620,000vs Oct 27, 2017	7	SEC filing
Oct 27, 2017	Initial	$1,500,000	No comparison	3	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $4.34K (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-297583

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Frontier Solutions LLC	136102

Source: Form D, filed Aug 10, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PLAISANCE MIDWAY FUND LP

Investment adviser: PLAISANCE CAPITAL LLC

Gross asset value: $42.3M
Beneficial owners: 49
ADV minimum commitment: $1M

Reported in Form ADV on Aug 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS ALTERNATIVE INVESTMENT SERVICES, LLC BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer FRONTIER SOLUTIONS, LLC RICHMOND, Virginia, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNERAMPER LLP
PCAOB 274

PERSHING LLC
SEC 8-17574

FRONTIER SOLUTIONS, LLC
CRD 136102 · SEC 8-66972

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 1673520 · Aug 31, 2022 · Schedule D 7.B.(1), fund 805-8063066506

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Plaisance Capital Gp Llc	Executive, Promoter
Plaisance Capital Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Plaisance Capital Gp Llc 250 Fillmore, Suite 525
Denver, CO, 80206