Form D · Other Investment Fund

Plainview Funds PLC - MacKay Shields Structured Products Opportunities Portfolio

Dublin 2, L2 · CIK 0001916298

Offering snapshot reported Mar 10, 2023 · SEC filing

Reported sold
$21.6M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 1, 2022
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12.5M$25MMar 10, 2022: $25,000,000.00Mar 10, 2022Mar 10, 2023: $21,610,313.00Mar 10, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$25,000,000 → $21,610,313

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 10, 2023Amendment$21,610,313-$3,389,687vs Mar 10, 20221SEC filing
Mar 10, 2022Initial$25,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-436672
For Item 11, the minimum initial subscription into the Company cannot in any event be less than Euro 100,000 (or its equivalent in another currency).
The Investment Manager of the Issuer shares a portion of its management fee received from the Issuer with one or more of the Issuer's placement agents. Such placement agents may receive other fees (e.g., sales loads) payable directly

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NYLIFE Distributors LLC35350

Source: Form D, filed Mar 10, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PLAINVIEW FUNDS PLC - MACKAY SHIELDS STRUCTURED PRODUCTS OPPORTUNITIES PORTFOLIO

Investment adviser: NYL INVESTMENTS EUROPE LIMITED

Gross asset value
$22.5M
Beneficial owners
2
ADV minimum commitment
$100K

Reported in Form ADV on Jul 1, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP DUBLIN, Ireland
Custodian STATE STREET BANK AND TRUST COMPANY QUINCY, Massachusetts, United States Related to adviser: No
Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Filing source

Form ADV 1882974 · Jul 1, 2024 · Schedule D 7.B.(1), fund 805-6990921918

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Rene Bustamante Director, Executive
Denise Kinsella Director
Young Lee Director
N/A Mac Kay Shields Llc Promoter
Jeffrey Phlegar Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
28 Fitzwilliam Place Hamilton House
Dublin 2, L2, D02 P283