Form D · Hedge Fund

PK JAPAN LONG

George Town, Grand Cayman, E9 · CIK 0001481713

Offering snapshot reported Sep 28, 2012 · SEC filing

Reported sold
$1M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 8, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$500K$1MJan 22, 2010: $1,000,000.00Jan 22, 2010Oct 4, 2010: $1,000,000.00Oct 4, 2010Sep 29, 2011: $1,000,000.00Sep 29, 2011Sep 28, 2012: $1,000,000.00Sep 28, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 28, 2012Amendment$1,000,000$0vs Sep 29, 20111SEC filing
Sep 29, 2011Amendment$1,000,000$0vs Oct 4, 20101SEC filing
Oct 4, 2010Amendment$1,000,000$0vs Jan 22, 20101SEC filing
Jan 22, 2010Initial$1,000,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-138054

Source: Form D, filed Sep 28, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PK JAPAN LONG - CLASS A

Investment adviser: PK INVESTMENT MANAGEMENT LLP

Gross asset value
$49.9M
Beneficial owners
4
ADV minimum commitment
$1M

Reported in Form ADV on Nov 12, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PHOENIX FINANCIAL SERVICES LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON GEORGETOWN, Cayman Islands
Auditor GRANT THORNTON DUBLIN, Ireland
Custodian BNP PARIBAS SECURITIES SERVICES LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 679580 · Nov 12, 2012 · Schedule D 7.B.(1), fund 805-5511256623

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Andrew J. Ashworth Director
Patrick Dewez Director
Jozef Charles Hendriks Director
Therese Meier Director
David Miller Director
Peter Munster Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Walkers Spv Limited, Walkers House 87 Mary Street
George Town, Grand Cayman, E9, KY1-9002