Form D · Other Technology
PIVOT3, INC.
Austin, TX · CIK 0001316752
Offering snapshot reported Aug 23, 2017 · SEC filing
- Reported sold
- $67.2M Offering amount: $73.2M
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 23, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$44,252,482 → $67,181,719
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 23, 2017 | Amendment | $67,181,719 | $22,929,237vs Dec 20, 2016 | 17 | SEC filing |
| Dec 20, 2016 | Amendment | $44,252,482 | $25,125,007vs Mar 8, 2016 | 17 | SEC filing |
| Mar 8, 2016 | Initial | $19,127,475 | No comparison | 13 | SEC filing |
| Oct 13, 2015 | Amendment | $31,177,922 | $3,250,000vs Mar 5, 2015 | 8 | SEC filing |
| Mar 5, 2015 | Amendment | $27,927,922 | $16,599,997vs Jan 26, 2015 | 8 | SEC filing |
| Jan 26, 2015 | Amendment | $11,327,925 | $1,250,000vs Oct 27, 2014 | 6 | SEC filing |
| Oct 27, 2014 | Amendment | $10,077,925 | $2,000,003vs Aug 18, 2014 | 6 | SEC filing |
| Aug 18, 2014 | Initial | $6,502,709 | No comparison | 4 | SEC filing |
| Aug 18, 2014 | Initial | $8,077,922 | No comparison | 6 | SEC filing |
| Feb 8, 2012 | Initial | $23,374,784 | No comparison | 18 | SEC filing |
| Feb 25, 2010 | Initial | $24,999,998 | No comparison | 12 | SEC filing |
| Nov 23, 2009 | Initial | $2,000,000 | No comparison | 10 | SEC filing |
| Jan 29, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Sep 11, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 28, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 28, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 3, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 28, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 3, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-258828
$64,214.00 of the Total Offering Amount has not been received by the Issuer to date and will not be received until such time, if any, that the Warrants authorized under this offering are exercised.
Source: Form D, filed Aug 23, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Adler | Director |
| Richard E. Bravman | Director, Executive |
| Lee Caswell | Director, Executive |
| Michael P. Dansby | Executive |
| Mike Dansby | Executive |
| Barry Eggers | Director |
| Robert Fernander | Executive |
| William C. Galloway | Executive |
| James Hajek | Executive |
| Alan J. Higginson | Director |
| Daniel P. Howell | Director |
| Brian Kang | Director |
| Steven R. Mitchell | Director |
| Mark Modica | Executive |
| Ronald Nash | Director, Executive |
| H. Ronald Nash | Director, Executive |
| Ron Nash | Director |
| Khaled Nasr | Director |
| Eric O'brien | Director |
| Brian R. Smith | Director |
| Wilbur G. Stover, Jr. | Executive |
| Scott Thompson | Director |
| Donna Troy | Director |
| Marc Zionts | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
221 West 6 Th St, Suite 750
Austin, TX, 78701
Austin, TX, 78701