Form D · Investing

Pipio Associates I, LLC

New York, NY · CIK 0001488072

Offering snapshot reported Mar 30, 2010 · SEC filing

Reported sold
Yet to sell
Offering amount: $25M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 30, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-140063
5% of gross proceeds raised in the offering

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Felix Investments LLC148441

Source: Form D, filed Mar 30, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PIPIO ASSOCIATES I LLC

Investment adviser: SADDLE RIVER ADVISORS LLC

Gross asset value
$14.4M
Beneficial owners
29
ADV minimum commitment
$15K

Reported in Form ADV on Mar 31, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor SCHWARTZ & COMPANY LLP NEW YORK, New York, United States
Custodian ALEXANDER CAPITAL, L.P. NEW YORK, New York, United States Related to adviser: No
Custodian VALLEY NATIONAL BANK NEW YORK, New York, United States Related to adviser: No
Marketer ALEXANDER CAPITAL, L.P. NEW YORK, New York, United States Related to adviser: No
Marketer FELIX INVESTMENTS LLC UPPER SADDLE RIVER, New Jersey, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

ALEXANDER CAPITAL, L.P.
SEC 8-48957

ALEXANDER CAPITAL, L.P.
CRD 40077 · SEC 8-48957

FELIX INVESTMENTS LLC
CRD 148441 · SEC 8-68024

Filing source

Form ADV 807289 · Mar 31, 2014 · Schedule D 7.B.(1), fund 805-3526798442

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William L. Barkow Director, Executive, Promoter
Frank G. Mazzola Director, Executive, Promoter

Issuer details

Industry: Investing (See others in industry)

Address:
17 State Street, 5 Th Floor
New York, NY, 10004