Form D · Private Equity Fund

Piper Jaffray Senior Living Fund I, L.P.

Minneapolis, MN · CIK 0001595366

Offering snapshot reported Dec 23, 2014 · SEC filing

Reported sold: $35.7M
Investors reported: 24
Minimum accepted: $100K
First sale: Dec 31, 2013

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 24
Minimum accepted$250,000 → $100,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 23, 2014	Amendment	$35,670,000	No comparison	24	SEC filing
Dec 30, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-208973

Source: Form D, filed Dec 23, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PIPER JAFFRAY SENIOR LIVING FUND I, L.P.

Investment adviser: PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC

Gross asset value: $3.78M
Beneficial owners: 26
ADV minimum commitment: $250K

Reported in Form ADV on Mar 31, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS FUND SOLUTIONS ROLLING MEADOWS, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG, LLP MINNEAPOLIS, Minnesota, United States

Custodian U.S. BANK NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No

Marketer PIPER SANDLER & CO. MINNEAPOLIS, Minnesota, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG, LLP
PCAOB 42

PIPER SANDLER & CO.
CRD 665 · SEC 801-108049

Filing source

Form ADV 1526090 · Mar 31, 2021 · Schedule D 7.B.(1), fund 805-9664513649

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Russell King	Executive
N/A Piper Jaffray Investment Group, Inc.	Executive
N/A Piper Jaffray Senior Living Llc	Executive
Yaffa Rattner	Executive
Jacob Simms	Executive
M. Bradley Winges	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

800 Nicollet Mall Suite 800
Minneapolis, MN, 55402