Form D · Hedge Fund

Piper Jaffray Municipal Opportunities Fund II, L.P.

Minneapolis, MN · CIK 0001554721

Offering snapshot reported Nov 7, 2016 · SEC filing

Reported sold
$42.4M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jun 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$21.2M$42.4MJul 25, 2012: $30,000,000.00Jul 25, 2012Aug 2, 2012: $30,000,000.00Aug 2, 2013: $35,000,000.00Aug 2, 2013Aug 4, 2014: $35,010,000.00Aug 4, 2014Aug 4, 2015: $35,010,000.00Aug 4, 2015Nov 7, 2016: $42,436,611.00Nov 7, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$35,010,000 → $42,436,611
  • Reported investors2 → 13
  • Minimum accepted$2,000,000 → $250,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 7, 2016Amendment$42,436,611$7,426,611vs Aug 4, 201513SEC filing
Aug 4, 2015Amendment$35,010,000$0vs Aug 4, 20142SEC filing
Aug 4, 2014Amendment$35,010,000$10,000vs Aug 2, 20132SEC filing
Aug 2, 2013Amendment$35,000,000$5,000,000vs Aug 2, 20121SEC filing
Aug 2, 2012Amendment$30,000,000$0vs Jul 25, 20121SEC filing
Jul 25, 2012Initial$30,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-181759

Source: Form D, filed Nov 7, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PIPER JAFFRAY MUNICIPAL OPPORTUNITIES FUND II, LP

Investment adviser: PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC

Gross asset value
$416M
Beneficial owners
2
ADV minimum commitment
$250K

Reported in Form ADV on Mar 18, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG, LLP MINNEAPOLIS, Minnesota, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG, LLP
PCAOB 42

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1294344 · Mar 18, 2019 · Schedule D 7.B.(1), fund 805-3692840707

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Timothy L. Carter Executive
Laura I. Chell Executive
Ann C. Mc Cague Executive
Shawn Quant Executive
Debbra L. Schoneman Executive
Elizabeth A. Smith Executive
Martin Bradley Winges Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
800 Nicollete Mall
Minneapolis, MN, 55402