Form D · Other
Pinnacle Holding Company, LLC
Syracuse, NY · CIK 0001484773
Offering snapshot reported Dec 11, 2018 · SEC filing
- Reported sold
- Yet to sell Offering amount: $5M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 11, 2018 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Dec 11, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jul 12, 2013 | Initial | $25,000 | No comparison | 1 | SEC filing |
| Feb 25, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Feb 25, 2010 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $300K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-300447
There is no minimum offering amount.
Estimate assumes the entire offering is sold by Pinnacle Investments, LLC pursuant to the applicable Participating Dealer Agreement.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Pinnacle Investments, LLC | 142910 |
Source: Form D, filed Dec 11, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dalton D. Axenfeld | Executive |
| Elizabeth D. Bartlett | Executive |
| Robert F. Cuculich | Executive, Promoter |
| Michael E. Cuddy | Executive, Promoter |
| Mark D. Hansen | Executive |
| Matthew M. Jacob | Executive, Promoter |
| Gregg A. Kidd | Director, Executive |
| Eric D. Krouse | Director, Executive |
| Joseph Masella | Director |
| Daniel P. Mody | Executive, Promoter |
| Daniel F. Raite | Executive, Promoter |
| Thomas J. Smach | Director |
| Thomas J. Thompson | Executive, Promoter |
Issuer details
Industry: Other (See others in industry)
Address:
507 Plum Street Suite 120
Syracuse, NY, 13204
Syracuse, NY, 13204