Form D · Hedge Fund

Pinnacle Fund, LLLP

Denver, CO · CIK 0001547244

Offering snapshot reported Apr 13, 2012 · SEC filing

Reported sold: $13M
Investors reported: 9
Minimum accepted: $25K
First sale: Sep 1, 2008

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 13, 2012	Initial	$13,000,000	No comparison	9	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-176716

Source: Form D, filed Apr 13, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PINNACLE OPPORTUNITIES FUND, LP

Investment adviser: RED OAK PARTNERS, LLC

Gross asset value: $18M
Beneficial owners: 11
ADV minimum commitment: $500K

Reported in Form ADV on Mar 31, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor RICHIE, MAY & CO. ENGLEWOOD, Colorado, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHIE, MAY & CO.
PCAOB 673

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1402927 · Mar 31, 2020 · Schedule D 7.B.(1), fund 805-4836644304

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Charles Robert Bernard	Executive
Mac Donald Stephen Hawley	Executive
James Thomas Hecker	Executive
David Sandberg	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2810 N Speer Blvd
Denver, CO, 80211