Form D · Hedge Fund

Pinnacle Aggressive Growth Global/Extended Fund, LP

Syracuse, NY · CIK 0001554590

Offering snapshot reported Mar 29, 2021 · SEC filing

Reported sold: $9.99M
Investors reported: 33
Minimum accepted: $0
First sale: Oct 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 29, 2021	Amendment	$9,992,973	$0vs Apr 1, 2020	33	SEC filing
Apr 1, 2020	Amendment	$9,992,973	$1,275,629vs Nov 2, 2015	33	SEC filing
Jan 31, 2019	Amendment	$9,792,973	$1,075,629vs Nov 2, 2015	34	SEC filing
Nov 15, 2017	Amendment	$9,692,973	$975,629vs Nov 2, 2015	34	SEC filing
Nov 2, 2015	Amendment	$8,717,344	$1,262,000vs Aug 25, 2014	33	SEC filing
Aug 25, 2014	Amendment	$7,455,344	$1,350,000vs Jul 24, 2013	29	SEC filing
Jul 24, 2013	Amendment	$6,105,344	No comparison	20	SEC filing
Jul 19, 2012	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $82K (estimated)
Finders' fees: $0
Form D file number: 021-181510

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Greg Anthony Kidd	1353130	Pinnacle Investments, LLC · CRD 142910
Daniel Patrick Mody	2487825	Pinnacle Investments, LLC · CRD 142910
Thomas J. Thompson	710097	Pinnacle Investments, LLC · CRD 142910

Source: Form D, filed Mar 29, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PINNACLE AGGRESSIVE GROWTH GLOBAL/EXTENDED FUND

Investment adviser: PINNACLE CAPITAL MANAGEMENT, LLC

Gross asset value: $4.93M
Beneficial owners: 16
ADV minimum commitment: $100K

Reported in Form ADV on Jul 2, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator TRIDENT FUND SERVICES ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN FUND AUDIT SERVICES CLEVELAND, Ohio, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian NORTHBROOK BANK & TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer PINNACLE INVESTMENTS, LLC SYRACUSE, New York, United States Related to adviser: Yes

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COHEN FUND AUDIT SERVICES
PCAOB 925

INTERACTIVE BROKERS LLC
SEC 8-47257

PINNACLE INVESTMENTS, LLC
CRD 142910 · SEC 801-67860

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 1441517 · Jul 2, 2020 · Schedule D 7.B.(1), fund 805-4280101175

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Stephen Fauer	Promoter
Joseph Masella	Executive, Promoter
N/A Pinnacle Capital Management, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

507 Plum Street Suite 120
Syracuse, NY, 13204