Form D · Hedge Fund
PineBridge Global Dynamic Asset Allocation Fund LLC
New York, NY · CIK 0001627506
Offering snapshot reported Nov 1, 2024 · SEC filing
- Reported sold
- $454M Indefinite offering
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Dec 1, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 1, 2024 | Amendment | $454,407,427 | $0vs Nov 7, 2023 | 12 | SEC filing |
| Nov 7, 2023 | Amendment | $454,407,427 | $0vs Nov 7, 2022 | 12 | SEC filing |
| Nov 7, 2022 | Amendment | $454,407,427 | $0vs Nov 12, 2021 | 12 | SEC filing |
| Nov 12, 2021 | Amendment | $454,407,427 | -$210,000,000vs Nov 13, 2020 | 11 | SEC filing |
| Nov 13, 2020 | Amendment | $664,407,427 | $50,462,913vs Nov 14, 2019 | 15 | SEC filing |
| Nov 14, 2019 | Amendment | $613,944,514 | $80,500,000vs Dec 13, 2018 | 16 | SEC filing |
| Dec 13, 2018 | Amendment | $533,444,514 | $28,500,000vs Dec 13, 2017 | 13 | SEC filing |
| Dec 13, 2017 | Amendment | $504,944,514 | $155,000,000vs Dec 13, 2016 | 12 | SEC filing |
| Dec 13, 2016 | Amendment | $349,944,514 | $0vs Dec 15, 2015 | 11 | SEC filing |
| Dec 15, 2015 | Amendment | $349,944,514 | $155,491,458vs Dec 15, 2014 | 11 | SEC filing |
| Dec 15, 2014 | Initial | $194,453,056 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-230072
PineBridge Securities LLC markets several of the Manager's products (including marketing of the Issuer). At the time of filing, no sales commission has been paid to PineBridge Securities LLC.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PineBridge Securities LLC | 5967 |
Source: Form D, filed Nov 1, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PINEBRIDGE GLOBAL DYNAMIC ASSET ALLOCATION FUND LLC
Investment adviser: HERON VIEW PARTNERS LLC
- Gross asset value
- $234M
- Beneficial owners
- 3
- ADV minimum commitment
- $5M
Reported in Form ADV on Feb 28, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
EISNERAMPER LLP
PCAOB 274
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
Filing source
Form ADV 1929872 · Feb 28, 2025 · Schedule D 7.B.(1), fund 805-2179736723
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jose R. Aragon | Executive |
| Peter Hu | Executive |
| Michael J. Kelly | Executive |
| Paul Mazzacano | Executive |
| Sunny Ng | Executive |
| Agam Sharma | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022