Form D · Hedge Fund
Pinebank Catalyst Fund, LLC
New York, NY · CIK 0001408447
Offering snapshot reported Mar 22, 2011 · SEC filing
- Reported sold
- $158M Indefinite offering
- Investors reported
- 90 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Jul 1, 2004 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$153,247,512 → $158,343,926
- Reported investors84 → 90
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 22, 2011 | Amendment | $158,343,926 | $5,096,414vs Nov 19, 2010 | 90 | SEC filing |
| Nov 19, 2010 | Amendment | $153,247,512 | $42,307,373vs Jun 3, 2009 | 84 | SEC filing |
| Jun 3, 2009 | Initial | $110,940,139 | No comparison | Not reported | SEC filing |
| Jul 30, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $336K
- Finders' fees
- $0
- Form D file number
- 021-106830
Limited liability company membership interests
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | Silver Leaf Partners LLC · CRD 126694 |
Source: Form D, filed Mar 22, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PINEBANK CATALYST FUND, LLC
Investment adviser: PINEBANK ASSET MANAGEMENT, LP
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Apr 3, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 726884 · Apr 3, 2013 · Schedule D 7.B.(1), fund 805-1690161523
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Oren Cohen | Executive |
| Douglas B. Lowey | Executive |
| Curt Schade | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10017