Form D · Other Investment Fund

Pine Tree Opportunity Corp.

Northbrook, IL · CIK 0001776624

Offering snapshot reported May 11, 2020 · SEC filing

Reported sold
$7.25M
Offering amount: $50M
Investors reported
18
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 29, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.63M$7.25MMay 14, 2019: $5,600,100.00May 14, 2019May 11, 2020: $7,252,076.00May 11, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,600,100 → $7,252,076
  • Reported investors5 → 18

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 11, 2020Amendment$7,252,076$1,651,976vs May 14, 201918SEC filing
Dec 31, 2019Initial$125,000No comparison125SEC filing
May 14, 2019Initial$5,600,100No comparison5SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-339551
Max raise contemplates up to 500,000 shares of Class A common stock and 1 share of Class B common stock. Total sales of Class A shares to 17 investors and Class B shares to 1 investor.
Shares of Class A/Class B Common Stock; min subscription per investor can be waived by Issuer in its sole discretion

Source: Form D, filed May 11, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William Barry Director
Bruce Boruszak Executive
Peter Borzak Director, Executive
Conor Bossy Director
Michael Gold Director
Phil Spitz Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
40 Skokie Blvd., Suite 610
Northbrook, IL, 60062