Form D · Hedge Fund

Pine River Garrison Fund LLC

Minnetonka, MN · CIK 0001710122

Offering snapshot reported Jul 10, 2017 · SEC filing

Reported sold: $150M
Investors reported: 1
Minimum accepted: $1M
First sale: Jul 1, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 10, 2017	Initial	$150,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-290273

Source: Form D, filed Jul 10, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PINE RIVER GARRISON FUND LLC

Investment adviser: PINE RIVER CAPITAL MANAGEMENT L.P.

Gross asset value: $250M
Beneficial owners: 1
ADV minimum commitment: $1M

Reported in Form ADV on Jan 5, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FINANCIAL SERVICES LLC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP MINNEAPOLIS, Minnesota, United States

Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Prime broker BARCLAYS BANK PLC LONDON, United Kingdom

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW TORK, New York, United States

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BARCLAYS CAPITAL INC.
SEC 8-41342

GOLDMAN SACHS & CO. LLC
SEC 8-129

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1161506 · Jan 5, 2018 · Schedule D 7.B.(1), fund 805-8117113213

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Nicholas Nusbaum	Executive
Timothy O'brien	Executive
Brian Taylor	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Pine River Capital Management L.P. 601 Carlson Parkway, 7 Th Floor
Minnetonka, MN, 55305