Form D · Hedge Fund

Pine River Convertibles Fund Ltd.

Minnetonka, MN · CIK 0001471741

Offering snapshot reported Oct 3, 2016 · SEC filing

Reported sold
$40.8M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Feb 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$20.4M$40.8MOct 3, 2013: $833,600.00Oct 3, 2013Oct 3, 2014: $40,833,600.00Oct 3, 2014Oct 2, 2015: $40,833,600.00Oct 2, 2015Oct 3, 2016: $40,833,600.00Oct 3, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 3, 2016Amendment$40,833,600$0vs Oct 2, 20156SEC filing
Oct 2, 2015Amendment$40,833,600$0vs Oct 3, 20146SEC filing
Oct 3, 2014Amendment$40,833,600$40,000,000vs Oct 3, 20136SEC filing
Oct 3, 2013Initial$833,600No comparison5SEC filing
Oct 3, 2012Amendment$833,600$483,600vs Oct 3, 20115SEC filing
Oct 3, 2011Amendment$350,000$100,000vs Mar 8, 20113SEC filing
Mar 8, 2011Initial$250,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-203942

Source: Form D, filed Oct 3, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Benjamin Booker Director
Philip Dickie Director
Kobi Dorenbush Director
Leanne Golding Director
Bernard Mc Grath Director
Brian Taylor Director
David Walker Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
601 Carlson Parkway, 7th Floor
Minnetonka, MN, 55305