Form D · Hedge Fund
Pine River Convertibles Fund L.P.
Minnetonka, MN · CIK 0001471580
Offering snapshot reported Oct 3, 2016 · SEC filing
- Reported sold
- $109M Indefinite offering
- Investors reported
- 20 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Aug 1, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$104,160,362 → $108,767,941
- Reported investors18 → 20
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 3, 2016 | Amendment | $108,767,941 | $4,607,579vs Oct 2, 2015 | 20 | SEC filing |
| Oct 2, 2015 | Amendment | $104,160,362 | $25,000,000vs Oct 3, 2014 | 18 | SEC filing |
| Oct 3, 2014 | Initial | $79,160,362 | No comparison | 18 | SEC filing |
| Oct 3, 2013 | Initial | $4,160,362 | No comparison | 17 | SEC filing |
| Oct 3, 2012 | Amendment | $3,910,362 | $1,324,500vs Oct 3, 2011 | 17 | SEC filing |
| Oct 3, 2011 | Amendment | $2,585,862 | $0vs Aug 15, 2011 | 17 | SEC filing |
| Aug 15, 2011 | Amendment | $2,585,862 | $1,300,001vs Aug 9, 2010 | 17 | SEC filing |
| Aug 9, 2010 | Amendment | $1,285,861 | $985,861vs Sep 4, 2009 | 7 | SEC filing |
| Sep 4, 2009 | Initial | $300,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-225742
Source: Form D, filed Oct 3, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Nicholas Bruce Nusbaum | Executive |
| Timothy William John O'brien | Executive |
| Jeffrey Allan Stolt | Executive |
| Brian Curtis Taylor | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
601 Carlson Parkway, 7th Floor
Minnetonka, MN, 55305
Minnetonka, MN, 55305