Form D · Hedge Fund

Pine River Baxter Fund Ltd.

Minnetonka, MN · CIK 0001519862

Offering snapshot reported May 2, 2017 · SEC filing

Reported sold
$975M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
May 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$488M$975MMay 9, 2011: $2,000,000.00May 9, 2011May 12, 2011: $202,000,000.00May 11, 2012: $443,000,000.00May 10, 2013: $570,650,000.00May 12, 2014: $570,650,000.00May 13, 2014: $570,650,000.00May 12, 2015: $973,900,000.00May 12, 2016: $973,900,000.00May 2, 2017: $975,100,000.00May 2, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$973,900,000 → $975,100,000
  • Reported investors6 → 9

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 2, 2017Amendment$975,100,000$1,200,000vs May 12, 20169SEC filing
May 12, 2016Amendment$973,900,000$0vs May 12, 20156SEC filing
May 12, 2015Amendment$973,900,000$403,250,000vs May 13, 20146SEC filing
May 13, 2014Amendment$570,650,000$0vs May 12, 20145SEC filing
May 12, 2014Amendment$570,650,000$0vs May 10, 20135SEC filing
May 10, 2013Amendment$570,650,000$127,650,000vs May 11, 20125SEC filing
May 11, 2012Amendment$443,000,000$241,000,000vs May 12, 20112SEC filing
May 12, 2011Amendment$202,000,000$200,000,000vs May 9, 20112SEC filing
May 9, 2011Initial$2,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-159411

Source: Form D, filed May 2, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PINE RIVER BAXTER FUND LTD.

Investment adviser: PINE RIVER CAPITAL MANAGEMENT L.P.

Gross asset value
$321M
Beneficial owners
2
ADV minimum commitment
$1M

Reported in Form ADV on Jan 5, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FINANCIAL SERVICES LLC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP MINNEAPOLIS, Minnesota, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian JP MORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker GOLDMAN SACHS & CO. LLC NEW TORK, New York, United States
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1161506 · Jan 5, 2018 · Schedule D 7.B.(1), fund 805-9325346752

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Benjamin Booker Director
Philip Dickie Director
Kobi Dorenbush Director
Leanne Golding Director
Bernard Mc Grath Director
Brian Curtis Taylor Director
David Walker Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
601 Carlson Parkway, 7 Th Floor
Minnetonka, MN, 55305