Form D · Hedge Fund

Pine River 1740 Fund Ltd.

Minnetonka, MN · CIK 0001578846

Offering snapshot reported Jun 17, 2014 · SEC filing

Reported sold
$140M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$100M
Reported outside-investor minimum
First sale
Jun 3, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$70M$140MJun 17, 2013: $140,000,000.00Jun 17, 2013Jun 17, 2014: $140,000,000.00Jun 17, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 17, 2014Amendment$140,000,000$0vs Jun 17, 20132SEC filing
Jun 17, 2013Initial$140,000,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-198128

Source: Form D, filed Jun 17, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PINE RIVER 1740 FUND LTD.

Investment adviser: PINE RIVER CAPITAL MANAGEMENT L.P.

Gross asset value
$46.6M
Beneficial owners
2
ADV minimum commitment
$1M

Reported in Form ADV on Feb 22, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C GLOBEOP HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SS&C GLOBEOP GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP MINNEAPOLIS, Minnesota, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK BROOKLYN, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 981435 · Feb 22, 2016 · Schedule D 7.B.(1), fund 805-2892843992

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Lukasek Director
Brian Curtis Taylor Director
Thomas Woodbury Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Pine River Capital Management L.P. 601 Carlson Parkway, Suite 330
Minnetonka, MN, 55305