Form D · Other Investment Fund
Pine Grove Partners, L.P.
New York, NY · CIK 0000931515
Offering snapshot reported Feb 27, 2019 · SEC filing
- Reported sold
- $1.32B Indefinite offering
- Investors reported
- 907 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jan 1, 1995 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 27, 2019 | Amendment | $1,318,020,957 | $0vs Feb 27, 2018 | 907 | SEC filing |
| Feb 27, 2018 | Amendment | $1,318,020,957 | $500,000vs Feb 27, 2017 | 907 | SEC filing |
| Feb 27, 2017 | Amendment | $1,317,520,957 | $2,450,000vs Feb 26, 2016 | 906 | SEC filing |
| Feb 26, 2016 | Amendment | $1,315,070,957 | $4,427,500vs Feb 26, 2015 | 903 | SEC filing |
| Feb 26, 2015 | Amendment | $1,310,643,457 | $26,965,000vs Feb 25, 2014 | 895 | SEC filing |
| Feb 25, 2014 | Amendment | $1,283,678,457 | $38,000,000vs Feb 25, 2013 | 841 | SEC filing |
| Feb 25, 2013 | Amendment | $1,245,678,457 | $55,070,230vs Feb 23, 2012 | 822 | SEC filing |
| Feb 23, 2012 | Amendment | $1,190,608,227 | $66,487,000vs Feb 25, 2011 | 773 | SEC filing |
| Feb 25, 2011 | Amendment | $1,124,121,227 | $78,542,000vs Feb 26, 2010 | 364 | SEC filing |
| Feb 26, 2010 | Amendment | $1,045,579,227 | $454,355,634vs Mar 16, 2009 | 681 | SEC filing |
| Mar 16, 2009 | Initial | $591,223,593 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-93151-5N
Certain entities listed in Item 12 no longer paid comm. MII is an affiliate of FRM (USA). The Issuer did not pay sales comm. to MII in this offering. MII compensates its RRs a salary and disc. bonus, det. by factors, incl. assets raised for the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| UBS Securities LLC | 7654 | |
| Suntrust Investment Services, Inc. | 17499 | |
| Citigroup Global Markets Inc. | 7059 | |
| Morgan Stanley | 149777 | |
| Stifel, Nicolaus & Company, Incorporated | 793 | |
| Man Investments Inc. | 15770 |
Source: Form D, filed Feb 27, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jens Foehrenbach | Executive |
| N/A Frm Investment Management Gp (Usa) Llc | Executive |
| N/A Frm Investment Management (Usa) Llc | Executive |
| Robert Richard Hanna | Executive |
| Jeffrey Herring | Executive |
| Solomon E. Kuckelman | Executive |
| Michelle Mc Closkey | Executive |
| N/A Pine Grove Asset Management Gp Llc | Executive |
| N/A Pine Grove Asset Management Llc | Executive |
| Matthew D. Stadtmauer | Executive |
| Thomas N. Williams | Executive |
| Arthur Williams Iii | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10018