Form D · Other Investment Fund
Pine Grove Offshore Fund Ltd.
Hamilton, D0 · CIK 0001180121
Offering snapshot reported Feb 27, 2019 · SEC filing
- Reported sold
- $845M Indefinite offering
- Investors reported
- 371 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Aug 1, 1998 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 27, 2019 | Amendment | $844,577,781 | $0vs Feb 27, 2018 | 371 | SEC filing |
| Feb 27, 2018 | Amendment | $844,577,781 | $675,000vs Feb 27, 2017 | 371 | SEC filing |
| Feb 27, 2017 | Amendment | $843,902,781 | $3,962,500vs Feb 26, 2016 | 370 | SEC filing |
| Feb 26, 2016 | Amendment | $839,940,281 | $7,798,750vs Feb 26, 2015 | 366 | SEC filing |
| Feb 26, 2015 | Amendment | $832,141,531 | $38,920,000vs Feb 25, 2014 | 364 | SEC filing |
| Feb 25, 2014 | Amendment | $793,221,531 | $45,089,500vs Feb 25, 2013 | 354 | SEC filing |
| Feb 25, 2013 | Amendment | $748,132,031 | -$41,942,441vs Feb 23, 2012 | 338 | SEC filing |
| Feb 23, 2012 | Amendment | $790,074,472 | $25,538,639vs Feb 25, 2011 | 347 | SEC filing |
| Feb 25, 2011 | Amendment | $764,535,833 | $30,277,818vs Feb 26, 2010 | 332 | SEC filing |
| Feb 26, 2010 | Amendment | $734,258,015 | $386,938,216vs Mar 16, 2009 | 317 | SEC filing |
| Mar 16, 2009 | Amendment | $347,319,799 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-47069
Certain entities listed in Item 12 no longer paid comm. MII is an affiliate of FRM (USA). The Issuer did not pay sales comm. to MII in this offering. MII compensates its RRs a salary and disc. bonus, det. by factors, incl. assets raised for the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Citigroup Global Markets Inc. | 7059 | |
| Fairview Securities, Inc. | 35703 | |
| UBS Securities LLC | 7654 | |
| Suntrust Investment Services, Inc. | 17499 | |
| Man Investment Inc. | 15770 | |
| Morgan Stanley | 149777 | |
| Stifel, Nicolaus & Company, Incorporated | 793 |
Source: Form D, filed Feb 27, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PINE GROVE OFFSHORE FUND LTD.
Investment adviser: MAN SOLUTIONS LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Sep 1, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1563724 · Sep 1, 2021 · Schedule D 7.B.(1), fund 805-1544826369
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John C.R. Collis | Director |
| Jens Foehrenbach | Executive |
| N/A Frm Investment Management (Usa) Llc | Executive |
| Robert Richard Hanna | Executive |
| Jeffrey Herring | Executive |
| Solomon E. Kuckelman | Executive |
| Michelle Mc Closkey | Executive |
| Jonathan Morgan | Director |
| Ian Pilgrim | Director |
| N/A Pine Grove Asset Management Llc | Executive |
| Matthew D. Stadtmauer | Executive |
| Paul Stevenson | Director |
| Thomas N. Williams | Executive |
| Arthur Williams Iii | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Hamilton, D0, HM 08